10 May Analyst: The regulatory risk Transact faces from FCA Consumer Duty
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Archive
11 Dec Navel-gazing at the FCA
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Regulator finally publishes its evaluation of RDR and FAMR...
13 Jan Robo advisers could be biggest casualties of Vanguard advice push
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The lack of advisers attacking Vanguard’s planned foray into the UK market suggest pricing pressure...
17 Jul FCA questions buylist role in Woodford suspension
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The Woodford Equity Income fund’s position on the Hargreaves Lansdown best buylist could have contributed...
06 Jun FCA urged to probe buylists after Woodford debacle
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The Financial Conduct Authority has been urged to probe the way platforms run their fund...
19 Mar FCA fires warning shot over anti-competitive fund discounts
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While exit fees dominated the headlines following last week’s publication of the Financial Conduct Authority...
22 Feb Platform exit charge calculator launched by Compare the Platform
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Directory service Compare The Platform has launched a new tool to calculate exit charges across...
13 Feb DFMs failing to provide products
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Discretionary fund managers’ lack of innovation in investment products is leaving clients seeking a sustainable...
13 Feb Platform Industry Highlights 2017
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The PLATFORM INDUSTRY is in extended lockdown phase because several platforms will not report their full-year results to the stock market until mid-March, a full month after the usual scheduled publication date of the Fundscape Platform Report. As a result, Fundscape is releasing headline figures and industry highlights for 2017. The full report will be released in March once all PLC-owned platforms have published their results.
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